TVC: Right issue to existing shareholders
Date update 12/07/2021 - 10:40:00
Vietnam Securities Depository (VSD) would like to announce the record date as follows:
Issuser's name:
Tri Viet Asset Management Corporation Joint Stock Company
Securities name:
share of Tri Viet Asset Management Corporation Joint Stock Company
Securities code:
TVC
ISIN:
VN000000TVC6
Par value:
10,000 VND
Trading Platform:
HNX
Securities type:
Common share
Record date:
19/07/2021
Reason:
Right issue to existing shareholders
+ Right code: MIRTVC212
+ ISIN code: VNMIRTVC2126
(Effective date of code allocation: 23rd July 2021; effective date of code cancellation: 17th August 2021)
+ Planned quantity of issued shares: 34,534,390 shares
+ Issue price: 10,000 VND/share
+ Execution rate: 2:1 (shareholders are entitled to 1 right for each share that they own and to buy 1 new share for every 2 rights).
- Principle of rounding, handling fractional and unscribed shares:
+ Principle of rounding, handling fractional shares: the number of shares additionally issued will be rounded down to the unit. The fractional shares (if any) will be offered by the Board of Directors to other parties with appropriate method and conditions at the price not lower than that offered to existing shareholders. Those shares will be 100% restricted from transfer within 1 year from the date of offering completion.
Example: On the record date, shareholder A who owns 6,899 shares is entitled to buy 3,449.5 shares (6,899*1/2 = 3,449.5). Due to the above principle, shareholder A will be entitled to buy 3,449 shares, the 0.5 fractional shares will be removed.
+ Principle of handling unsubscribed shares (if any): the unsubscribed shares will be offered by the Board of Directors to other parties with appropriate method and conditions at the price not lower than that offered to existing shareholders. Those shares will be 100% restricted from transfer within 1 year from the date of offering completion.
+ The BOD will not offer the fractional and unsubscribed shares to foreign investors
- Regulations on rights transfer:
+ Time period for right transfer: from 23rd July 2021 to 10th August 2021
+ Right can be transferred once only.
+ Rights of foreign investors are not allowed to transferred to other foreign investors, only to domestic investors
- Regulations on subscription:
+ Time period for subscription and payment: from 23rd July 2021 to 12th August 2021
+ Shares issued for existing shareholders are freely transferable. Shares that are redistributed by the BOD are subject to 100% transfer restriction within 1 year from the date of offering completion.
- Place for implementation:
+ The holders whose shares have been deposited have to make transfer of purchase right, subscription and payment at the depository member where they opened depository account.
+ The holders whose shares have not been deposited will make right transfer, subscription and payment at Company's head office, no.142 Doi Can, Ba Dinh district, Hanoi
- Information on blockade account for subscription:
+ Account holder: Tri Viet Asset Management Corporation Joint Stock Company
+ Account number: 2151.000.378.3341
+ Account opening place: BIDV - Cau Giay Branch
Schedule for DMs to process right issue with VSD is detailed in the attached file.
Depository members (DMs) are requested to compare the securities holders’ information in the List generated and sent in the form of Certificate of Authorization by VSD with the information managed by DMs then send Confirmation (Form 03/THQ) in the form of Certificate of Authorization on the accuracy of the list of shareholders (For DMs who have not completed the connection to VSD’s terminal-based gateway/ISO-based gateway or where the connection has been disrupted, the Confirmation with Certificate of Authorization shall be sent to thongbaoxacnhan@vsd.vn). In case of rejection due to data errors, VSD's members are requested to send written notice on details of errors for necessary correction.
Deadline for sending confirmation: by 11.30 AM, 21st July 2021
If DMs do not send confirmation document by the above deadline, VSD will consider the list provided to DMs and direct account holding members by VSD accurate and confirmed. In case of arising disputes and losses to shareholders, DMs will have to bear all the related responsibilities.
DMs are requested to fully inform this notice to each investor who has deposited the above shares at DMs within 3 working days from the date on the notice.
SCHEDULE FOR EXECUTION OF RIGHT ISSUE OF SHARES
- Security name: Share of Tri Viet Asset Management Corporation Joint Stock Company
- Record date: 19th July 2021
- Deadline for depository members’ submission of Confirmation of securities owners entitled to right issue: 11:30 a.m. on 21st July 2021
- Time period for right transfer: from 23rd July 2021 to 10th August 2021
- Time period for subscription and payment: from 23rd July 2021 to 12th August 2021
- Deadline for members' submission of subscription list and making relevant payment to VSD: 16th August 2021
Account for cash transferring:
+ Account number: 122.10.00.0173177
+ Account name: Vietnam Securities Depository
+ At the bank: Bank for Investment and Development of Vietnam –Ha Thanh Branch.
+ ISIN code: VNMIRTVC2126
(Effective date of code allocation: 23rd July 2021; effective date of code cancellation: 17th August 2021)
+ Planned quantity of issued shares: 34,534,390 shares
+ Issue price: 10,000 VND/share
+ Execution rate: 2:1 (shareholders are entitled to 1 right for each share that they own and to buy 1 new share for every 2 rights).
- Principle of rounding, handling fractional and unscribed shares:
+ Principle of rounding, handling fractional shares: the number of shares additionally issued will be rounded down to the unit. The fractional shares (if any) will be offered by the Board of Directors to other parties with appropriate method and conditions at the price not lower than that offered to existing shareholders. Those shares will be 100% restricted from transfer within 1 year from the date of offering completion.
Example: On the record date, shareholder A who owns 6,899 shares is entitled to buy 3,449.5 shares (6,899*1/2 = 3,449.5). Due to the above principle, shareholder A will be entitled to buy 3,449 shares, the 0.5 fractional shares will be removed.
+ Principle of handling unsubscribed shares (if any): the unsubscribed shares will be offered by the Board of Directors to other parties with appropriate method and conditions at the price not lower than that offered to existing shareholders. Those shares will be 100% restricted from transfer within 1 year from the date of offering completion.
+ The BOD will not offer the fractional and unsubscribed shares to foreign investors
- Regulations on rights transfer:
+ Time period for right transfer: from 23rd July 2021 to 10th August 2021
+ Right can be transferred once only.
+ Rights of foreign investors are not allowed to transferred to other foreign investors, only to domestic investors
- Regulations on subscription:
+ Time period for subscription and payment: from 23rd July 2021 to 12th August 2021
+ Shares issued for existing shareholders are freely transferable. Shares that are redistributed by the BOD are subject to 100% transfer restriction within 1 year from the date of offering completion.
- Place for implementation:
+ The holders whose shares have been deposited have to make transfer of purchase right, subscription and payment at the depository member where they opened depository account.
+ The holders whose shares have not been deposited will make right transfer, subscription and payment at Company's head office, no.142 Doi Can, Ba Dinh district, Hanoi
- Information on blockade account for subscription:
+ Account holder: Tri Viet Asset Management Corporation Joint Stock Company
+ Account number: 2151.000.378.3341
+ Account opening place: BIDV - Cau Giay Branch
Schedule for DMs to process right issue with VSD is detailed in the attached file.
Depository members (DMs) are requested to compare the securities holders’ information in the List generated and sent in the form of Certificate of Authorization by VSD with the information managed by DMs then send Confirmation (Form 03/THQ) in the form of Certificate of Authorization on the accuracy of the list of shareholders (For DMs who have not completed the connection to VSD’s terminal-based gateway/ISO-based gateway or where the connection has been disrupted, the Confirmation with Certificate of Authorization shall be sent to thongbaoxacnhan@vsd.vn). In case of rejection due to data errors, VSD's members are requested to send written notice on details of errors for necessary correction.
Deadline for sending confirmation: by 11.30 AM, 21st July 2021
If DMs do not send confirmation document by the above deadline, VSD will consider the list provided to DMs and direct account holding members by VSD accurate and confirmed. In case of arising disputes and losses to shareholders, DMs will have to bear all the related responsibilities.
DMs are requested to fully inform this notice to each investor who has deposited the above shares at DMs within 3 working days from the date on the notice.
SCHEDULE FOR EXECUTION OF RIGHT ISSUE OF SHARES
- Security name: Share of Tri Viet Asset Management Corporation Joint Stock Company
- Record date: 19th July 2021
- Deadline for depository members’ submission of Confirmation of securities owners entitled to right issue: 11:30 a.m. on 21st July 2021
- Time period for right transfer: from 23rd July 2021 to 10th August 2021
- Time period for subscription and payment: from 23rd July 2021 to 12th August 2021
- Deadline for members' submission of subscription list and making relevant payment to VSD: 16th August 2021
Account for cash transferring:
+ Account number: 122.10.00.0173177
+ Account name: Vietnam Securities Depository
+ At the bank: Bank for Investment and Development of Vietnam –Ha Thanh Branch.
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Statistics
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44,442|6,228
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0
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3,521
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826
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37
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10,753,899